For the sale of Investment Products, including fee-based asset management services, the principals of Capital Strategies and all of our financial planners are Registered Representatives and Investment Advisor Representatives of LPL Financial. LPL Financial is a broker/dealer firm, a Registered Investment Advisor, member of the Boston Stock Exchange, and member of FINRA/SIPC.
The full range of investment products is available, from mutual funds, to individual stocks and bonds, brokerage accounts, fee-based managed accounts, and professional money managers, which might otherwise only be available to institutional investors.
For insurance products, we do not represent any particular company and, therefore, are free to explore the market for the most suitable product for our client. This would include life insurance, annuities, disability income, and long term care protection.
We maintain complete objectivity in the recommendations to our clients to provide competitively priced products of the highest quality. Our reputation depends on it!